FINRA Series-7 Exam Collection - General Securities Representative Qualification Examination (GS)

Updated: Sep 06, 2026
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Candidates must know the exam topics before they start of preparation. Because it will really help them in hitting the core. Our FINRA Series 7 exam dumps will include the following topics:

  • Options
  • Retirement plans
  • Packaged Securities
  • Equity, and debt instruments
  • Taxation
  • Interactions with clients
  • Investment risk

What is the duration, language, and format of FINRA Series 7 Certification Exam

  • Format: Multiple choices, multiple answers
  • Number of Questions: 125
  • Language: FINRA Series 7 offered in English (U.S.), Chinese (Simplified), Czech, Dutch, French, German, Hebrew, Italian, Japanese, Korean, Polish, Portuguese (Brazil), Russian, Spanish, and Turkish.
  • Passing score: 72%
  • Length of Examination: 225 minutes

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

FINRA Series-7 Exam Syllabus Topics:

SectionObjectives
Evaluates Customers' Financial Profile- Financial status and suitability assessment
- Customer investment objectives and risk tolerance
Makes Recommendations and Transfers Assets- Account transfers and asset movement procedures
- Suitability and recommendation rules
Provides Information About Investments- Equities, fixed income, and packaged products
- Taxation and risk characteristics
Processes Customer Orders- Order entry, execution, and settlement basics
- Trade reporting and confirmation procedures
Seeks Business for the Broker-Dealer- Prospecting clients and marketing products
- Understanding regulatory constraints on communications

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